"SEC Division of Investment Management Names Robert Plaze as Deputy Director and Diane Blizzard as Managing Executive" says a release put out Friday. It comments, "The Securities and Exchange Commission today announced that Robert E. Plaze has been named Deputy Director in the Division of Investment Management and Diane C. Blizzard has been named Managing Executive of the Division. As Deputy Director, Mr. Plaze will play an integral role in the Division's regulatory program under the Investment Company and Investment Advisers Acts of 1940. This includes rulemaking, granting orders exempting entities from requirements of the Acts, and issuing interpretive positions under the Acts. Mr. Plaze has been a member of the Division staff for more than 27 years. He has served in a number of positions, most recently as Associate Director for Regulatory Policy. Mr. Plaze has led numerous regulatory policy and rulemaking initiatives, and has engaged extensively with other financial regulators on behalf of the Commission on important and timely projects related to investment advisers and investment companies." Eileen Rominger, Director of the SEC's Division of Investment Management, says, "I'm very pleased that we will have the benefit of Bob's great experience and talent deployed across a broader scope of the Division's work. In his new role, Bob will help me and other leaders in the Division appropriately prioritize our near-term regulatory agenda and longer-term initiatives, and help the Commission identify the best possible solutions to the challenging issues we face in our mission of investor protection." Mr. Plaze adds, "This is a great opportunity to work with Eileen Rominger to further investor protections and our ambitious regulatory agenda."

."

Email This Article




Use a comma or a semicolon to separate

captcha image

Daily Link Archive

2024 2023 2022
March December December
February November November
January October October
September September
August August
July July
June June
May May
April April
March March
February February
January January
2021 2020 2019
December December December
November November November
October October October
September September September
August August August
July July July
June June June
May May May
April April April
March March March
February February February
January January January
2018 2017 2016
December December December
November November November
October October October
September September September
August August August
July July July
June June June
May May May
April April April
March March March
February February February
January January January
2015 2014 2013
December December December
November November November
October October October
September September September
August August August
July July July
June June June
May May May
April April April
March March March
February February February
January January January
2012 2011 2010
December December December
November November November
October October October
September September September
August August August
July July July
June June June
May May May
April April April
March March March
February February February
January January January
2009 2008 2007
December December December
November November November
October October October
September September September
August August August
July July July
June June June
May May May
April April April
March March March
February February February
January January January
2006
December
November
October
September